LONDAN – (BUSINESS WIRE) –
FORM 8.3
PUBLIC OPENING OF THE POSITION OF DISCLOSURE / DISCLOSURE FROM
PERSON WHO HAS A SHARE IN RESPONSIBLE SECURITIES OF 1% OR MORE
Rule 8.3 of the Acquisition Code (“Code”)
1. KEY INFORMATION
| (a) | Fuller’s full name: | Barclays PLC. | |||||
| (b) | Owner or controller of interests and short | ||||||
| disclosed positions if different from 1 (a): | |||||||
| (c) | Name of the tenderer / tenderer in respect of whom | ULTRA ELECTRONICS HOLDINGS PLC | |||||
| relevant securities to which this form applies: | |||||||
| (d) | If the released fund manager is associated with | ||||||
| bidder / bidder, state this and identify | |||||||
| Applicant / Recipient: | |||||||
| (e) | Date of holding the position / transaction: | February 16, 2022 | |||||
| (f) | In addition to the campaign in 1 (c) above, this is a discloser | NO | |||||
| disclosure of information regarding any other party to the proposal? | |||||||
2. POSITIONS OF THE PERSON DECOMPOSING
If there are positions or subscription rights to disclose in more than one class the relevant bidder’s or bidder’s securities listed in 1 (c), copy Table 2 (a) or (b) (as applicable) for each an additional class of appropriate security.
(a) Shares and short positions in the relevant securities of the offeror or the offeree to which the post-transaction disclosure relates (if any)
| Appropriate security class: | 5p ordinary | |||||
|
Interests |
Short positions |
|||||
|
Room |
(%) |
Room |
(%) |
|||
|
(1) |
Relevant securities owned |
|
|
|
|
|
| and / or controlled: |
1 400 110 |
1.96% |
13 597 |
0.02% |
||
|
|
|
|
|
|||
|
(2) |
Derivative instruments with cash: |
|
|
|
|
|
|
0 |
0.00% |
995 355 |
1.39% |
|||
|
|
|
|
|
|||
|
(3) |
Derivatives with share calculation (including options) |
|
|
|
|
|
| and purchase / sale agreements: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|||
|
|
|
|
|
|||
| TOTAL: |
1 400 110 |
1.96% |
1 008 952 |
1.41% |
||
All interests and all short positions must be disclosed.
Details of any outstanding derivative positions with share price (including traded options) or agreements to buy or sell relevant securities should be provided in Supplementary Form 8 (Open Positions).
(b) The right to subscribe for new securities (including options for directors and other employees)
|
Relevant security class for which the subscription exists: |
|
|
Details, including the nature of the relevant rights and the relevant interest: |
|
3. TAKE OUT (IF HAVE) A PERSON WHO DECOMPOSES
If there have been transactions with more than one class of relevant bidder’s or bidder’s securities listed in 1 (c), copy Table 3 (a), (b), (c) or (d) (as applicable) for each additional class of relevant security under consideration.
It is necessary to specify the currency of all prices and other monetary amounts.
(a) Buying and selling
| Class relevant |
Buy / sell |
|
Number of |
|
Price per unit |
|
|
| security |
|
|
securities |
|
|
|
|
| 5p ordinary |
Purchase |
25 |
28.7800 GBP |
||||
| 5p ordinary |
Purchase |
79 |
28.7200 GBP |
||||
| 5p ordinary |
Purchase |
88 |
28.9000 GBP |
||||
| 5p ordinary |
Purchase |
196 |
28.7479 GBP |
||||
| 5p ordinary |
Purchase |
310 |
28.7207 GBP |
||||
| 5p ordinary |
Purchase |
424 |
28.7464 GBP |
||||
| 5p ordinary |
Purchase |
443 |
28.8220 GBP |
||||
| 5p ordinary |
Purchase |
523 |
28.8071 GBP |
||||
| 5p ordinary |
Purchase |
667 |
28.8254 GBP |
||||
| 5p ordinary |
Purchase |
3632 |
28.6592 GBP |
||||
| 5p ordinary |
Purchase |
3982 |
28.7965 GBP |
||||
| 5p ordinary |
Purchase |
4094 |
28.6600 GBP |
||||
| 5p ordinary |
Sale |
158 |
28.7400 GBP |
||||
| 5p ordinary |
Sale |
172 |
28.8143 GBP |
||||
| 5p ordinary |
Sale |
4005 |
28.6827 GBP |
||||
(b) cash-settled derivative transactions
| Class c |
Product |
|
The nature of the transaction |
|
Number of |
Price for |
|
| relevant |
description |
|
|
|
help |
unit |
|
| security |
|
|
|
|
securities |
|
|
| 5p ordinary |
SWAP |
Long |
236 |
28.7364 GBP |
|||
| 5p ordinary |
SWAP |
Long |
340 |
28.8732 GBP |
|||
| 5p ordinary |
CFD |
Long |
450 |
28.7446 GBP |
|||
| 5p ordinary |
SWAP |
Short |
390 |
28.6995 GBP |
|||
| 5p ordinary |
SWAP |
Short |
591 |
28.7716 GBP |
|||
| 5p ordinary |
SWAP |
Short |
1436 |
28.6880 GBP |
|||
| 5p ordinary |
SWAP |
Short |
1910 |
28.8144 GBP |
|||
| 5p ordinary |
SWAP |
Short |
2337 |
28.6517 GBP |
|||
| 5p ordinary |
SWAP |
Short |
3982 |
28.7965 GBP |
|||
(c) Equity derivative transactions (including options)
(i) Writing, selling, buying or modifying
|
Class of appropriate security |
Product Description for example, call option |
Writing, buying, selling, varying, etc. |
The number of securities to which the option relates |
The cost of exercise per unit |
Type for example, American, European, etc. |
Expiration date |
Option money paid / received per unit |
|
|
|
|
|
|
|
|
|
(Ii) Exercise
|
Class of appropriate security |
Product Description for example, call option |
Exercise / Exercise vs. |
Number of securities |
The cost of exercise per unit |
|
|
|
|
|
|
(d) Other transactions (including subscription to new securities)
|
Class of appropriate security |
The nature of the transaction for example, subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
|
4. OTHER INFORMATION
(a) Compensation and other arrangements
|
Details of any compensation or option arrangement, or any agreement or understanding, formal or informal, in respect of relevant securities that may be an incentive to trade or refrain from transactions entered into by the discloser and any party to the offer or any person acting together with the participants of the proposal: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or arrangements, indicate “no” |
|
None
|
(b) Agreements, arrangements or arrangements concerning options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the person disclosing the information and any other person relating to:
(i) the right to vote on any relevant securities under any option; or
(ii) the right to vote or the future acquisition or disposal of any relevant securities to which any derivative refers: If there are no such agreements, arrangements or arrangements, indicate “no” |
|
None
|
(c) Attachments
| Is additional form 8 (open positions) attached? |
NO |
||||||
| Disclosure date: |
February 17, 2022 |
||||||
| Contact name: |
Operations to regulate large holdings |
||||||
| Phone number: |
020 3134 7213 |
||||||
Public disclosure of information in accordance with Rule 8 of the Code shall be made to the Regulatory Information Service.
The Market Surveillance Division of the Panel is available for consultation regarding the disclosure requirements of the Code by calling +44 (0) 20 7638 0129.
* If the person disclosing the information is an individual, the telephone number does not need to be provided, provided that the contact information has been provided to the Panel Market Surveillance Department.
The code can be viewed on the Panel website at www.thetakeoverpanel.org.uk.
Category code: RET
Sequence number: 757301
Time of receipt (offset from UTC): 20220217T110537 + 0000