BARCLAYS PLC UK Regulatory Announcement: FORM 8.3 – ULTRA ELECTRONICS HOLDINGS PLC

LONDAN – (BUSINESS WIRE) –

FORM 8.3

PUBLIC OPENING OF THE POSITION OF DISCLOSURE / DISCLOSURE FROM

PERSON WHO HAS A SHARE IN RESPONSIBLE SECURITIES OF 1% OR MORE

Rule 8.3 of the Acquisition Code (“Code”)

1. KEY INFORMATION

(a) Fuller’s full name: Barclays PLC.
(b) Owner or controller of interests and short
disclosed positions if different from 1 (a):
(c) Name of the tenderer / tenderer in respect of whom ULTRA ELECTRONICS HOLDINGS PLC
relevant securities to which this form applies:
(d) If the released fund manager is associated with
bidder / bidder, state this and identify
Applicant / Recipient:
(e) Date of holding the position / transaction: February 16, 2022
(f) In addition to the campaign in 1 (c) above, this is a discloser NO
disclosure of information regarding any other party to the proposal?

2. POSITIONS OF THE PERSON DECOMPOSING

If there are positions or subscription rights to disclose in more than one class the relevant bidder’s or bidder’s securities listed in 1 (c), copy Table 2 (a) or (b) (as applicable) for each an additional class of appropriate security.

(a) Shares and short positions in the relevant securities of the offeror or the offeree to which the post-transaction disclosure relates (if any)

Appropriate security class: 5p ordinary

Interests

Short positions

Room

(%)

Room

(%)

(1)

Relevant securities owned

and / or controlled:

1 400 110

1.96%

13 597

0.02%

(2)

Derivative instruments with cash:

0

0.00%

995 355

1.39%

(3)

Derivatives with share calculation (including options)

and purchase / sale agreements:

0

0.00%

0

0.00%

TOTAL:

1 400 110

1.96%

1 008 952

1.41%

All interests and all short positions must be disclosed.

Details of any outstanding derivative positions with share price (including traded options) or agreements to buy or sell relevant securities should be provided in Supplementary Form 8 (Open Positions).

(b) The right to subscribe for new securities (including options for directors and other employees)

Relevant security class for which the subscription exists:

Details, including the nature of the relevant rights and the relevant interest:

3. TAKE OUT (IF HAVE) A PERSON WHO DECOMPOSES

If there have been transactions with more than one class of relevant bidder’s or bidder’s securities listed in 1 (c), copy Table 3 (a), (b), (c) or (d) (as applicable) for each additional class of relevant security under consideration.

It is necessary to specify the currency of all prices and other monetary amounts.

(a) Buying and selling

Class relevant

Buy / sell

Number of

Price per unit

security

securities

5p ordinary

Purchase

25

28.7800 GBP

5p ordinary

Purchase

79

28.7200 GBP

5p ordinary

Purchase

88

28.9000 GBP

5p ordinary

Purchase

196

28.7479 GBP

5p ordinary

Purchase

310

28.7207 GBP

5p ordinary

Purchase

424

28.7464 GBP

5p ordinary

Purchase

443

28.8220 GBP

5p ordinary

Purchase

523

28.8071 GBP

5p ordinary

Purchase

667

28.8254 GBP

5p ordinary

Purchase

3632

28.6592 GBP

5p ordinary

Purchase

3982

28.7965 GBP

5p ordinary

Purchase

4094

28.6600 GBP

5p ordinary

Sale

158

28.7400 GBP

5p ordinary

Sale

172

28.8143 GBP

5p ordinary

Sale

4005

28.6827 GBP

(b) cash-settled derivative transactions

Class c

Product

The nature of the transaction

Number of

Price for

relevant

description

help

unit

security

securities

5p ordinary

SWAP

Long

236

28.7364 GBP

5p ordinary

SWAP

Long

340

28.8732 GBP

5p ordinary

CFD

Long

450

28.7446 GBP

5p ordinary

SWAP

Short

390

28.6995 GBP

5p ordinary

SWAP

Short

591

28.7716 GBP

5p ordinary

SWAP

Short

1436

28.6880 GBP

5p ordinary

SWAP

Short

1910

28.8144 GBP

5p ordinary

SWAP

Short

2337

28.6517 GBP

5p ordinary

SWAP

Short

3982

28.7965 GBP

(c) Equity derivative transactions (including options)

(i) Writing, selling, buying or modifying

Class of appropriate security

Product Description for example, call option

Writing, buying, selling, varying, etc.

The number of securities to which the option relates

The cost of exercise per unit

Type

for example, American, European, etc.

Expiration date

Option money paid / received per unit

(Ii) Exercise

Class of appropriate security

Product Description

for example, call option

Exercise / Exercise vs.

Number of securities

The cost of exercise per unit

(d) Other transactions (including subscription to new securities)

Class of appropriate security

The nature of the transaction

for example, subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Compensation and other arrangements

Details of any compensation or option arrangement, or any agreement or understanding, formal or informal, in respect of relevant securities that may be an incentive to trade or refrain from transactions entered into by the discloser and any party to the offer or any person acting together with the participants of the proposal:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or arrangements, indicate “no”

None

(b) Agreements, arrangements or arrangements concerning options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person disclosing the information and any other person relating to:

(i) the right to vote on any relevant securities under any option; or

(ii) the right to vote or the future acquisition or disposal of any relevant securities to which any derivative refers:

If there are no such agreements, arrangements or arrangements, indicate “no”

None

(c) Attachments

Is additional form 8 (open positions) attached?

NO

Disclosure date:

February 17, 2022

Contact name:

Operations to regulate large holdings

Phone number:

020 3134 7213

Public disclosure of information in accordance with Rule 8 of the Code shall be made to the Regulatory Information Service.

The Market Surveillance Division of the Panel is available for consultation regarding the disclosure requirements of the Code by calling +44 (0) 20 7638 0129.

* If the person disclosing the information is an individual, the telephone number does not need to be provided, provided that the contact information has been provided to the Panel Market Surveillance Department.

The code can be viewed on the Panel website at www.thetakeoverpanel.org.uk.

Category code: RET

Sequence number: 757301

Time of receipt (offset from UTC): 20220217T110537 + 0000

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