Grandeur Peak Global Advisors, LLC UK Regulatory Announcement: Form 8.3 – Ultra Electronics Holdings PLC

LONDAN – (BUSINESS WIRE) –

FORM 8.3

PUBLIC OPENING OF THE POSITION OF DISCLOSURE / DISCLOSURE FROM

PERSON WHO HAS A SHARE IN RESPONSIBLE SECURITIES OF 1% OR MORE

Rule 8.3 of the Acquisition Code (“Code”)

1. KEY INFORMATION

(a) Fuller’s full name:

Grandeur Peak Global Advisors, LLC

(b) Holder or controller of interests and short positions disclosed if different from 1 (a):

Names of nominee companies or vehicles are not enough. For the trust, the trustee (trustee), the intermediary and the beneficiaries must be named.

(c) Name of the tenderer / tenderer to whose relevant securities this form belongs:

Use a separate form for each bidder / bidder

Ultra Electronics Hldgs PLC (ULE LN)

(d) If the released fund manager is associated with a bidder / bidder, indicate this and identify the bidder / bidder:

(e) Date of the post / transaction:

To disclose the position opening, specify the last practical date before the disclosure

February 15, 2022

(f) In addition to the campaign in 1 (c) above, does it disclose information regarding any other party to the offer?

If this is an offer of cash or a possible offer of cash, specify “N / A”

no

2. POSITIONS OF THE PERSON DECOMPOSING

If there are positions or subscription rights to disclose in more than one class the relevant bidder’s or bidder’s securities listed in 1 (c), copy Table 2 (a) or (b) (as applicable) for each an additional class of appropriate security.

(a) Interest and short positions in the relevant securities of the offeror or the offeree to which the post-transaction disclosure relates (if any)

Appropriate security class:

1p Ordinary

Interests

Short positions

Room

%

Room

%

(1) Relevant securities owned and / or controlled by:

707 777

1

(2) Derivative instruments with cash:

(3) Derivatives with share settlement (including options) and purchase / sale agreements:

TOTAL:

707 777

1

All interests and all short positions must be disclosed.

Details of any outstanding derivative positions with share price (including traded options) or agreements to buy or sell relevant securities should be provided in Supplementary Form 8 (Open Positions).

(b) Subscription rights for new securities (including options for directors and other employees)

Relevant security class for which the subscription exists:

n / a

Details, including the nature of the relevant rights and the relevant interest:

n / a

3. TRANSACTIONS (IF ANY) PERSON WHO DECOMPOSE

If there have been transactions with more than one class of relevant securities of the offeror or the offeree referred to in 1 (c), copy Table 3 (a), (b), (c) or (d) (as applicable) for each additional class of relevant security under consideration.

It is necessary to specify the currency of all prices and other monetary amounts.

(a) Buying and selling

Class of appropriate security

Buy / sell

Number of securities

Price per unit

2p Ordinary

Purchase

2869

2830,45 с

(b) Transactions with derivative financial instruments with cash settlements

Class of appropriate security

Product Description

for example, CFD

The nature of the transaction

for example, opening / closing a long / short position, increasing / decreasing a long / short position

Number of reference securities

Price per unit

n / a

n / a

n / a

n / a

n / a

(c) Derivative transactions in equity (including options)

(i) Writing, selling, buying or modifying

Class of appropriate security

Product Description for example, call option

Writing, buying, selling, varying, etc.

The number of securities to which the option relates

The cost of exercise per unit

Type

for example, American, European, etc.

Expiration date

Option money paid / received per unit

n / a

n / a

n / a

n / a

n / a

n / a

n / a

n / a

(II) Exercise

Class of appropriate security

Product Description

for example, call option

Exercise / Exercise vs.

Number of securities

The cost of exercise per unit

n / a

n / a

n / a

n / a

n / a

(d) Other transactions (including subscription to new securities)

Class of appropriate security

The nature of the transaction

for example, subscription, conversion

Details

Price per unit (if applicable)

n / a

n / a

n / a

n / a

4. OTHER INFORMATION

(a) Compensation and other arrangements

Details of any compensation or option arrangement, or any agreement or understanding, formal or informal, in respect of relevant securities that may be an incentive to trade or refrain from transactions entered into by the discloser and any party to the offer or any person acting together with the participants of the proposal:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or arrangements, indicate “no”

None

(b) Agreements, arrangements or arrangements concerning options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person disclosing the information and any other person relating to:

(i) the right to vote on any relevant securities under any option; or

(II) the right to vote or the future acquisition or disposal of any relevant securities to which any derivative refers:

If there are no such agreements, arrangements or arrangements, indicate “no”

None

(c) Attachments

Is additional form 8 (open positions) attached?

no

Disclosure date:

February 16, 2022

Contact name:

Amy Hon

Phone number *:

801-384-0007

Public disclosure of information in accordance with Rule 8 of the Code shall be made to the Regulatory Information Service.

The Market Surveillance Division of the Panel is available for consultation regarding the disclosure requirements of the Code by calling +44 (0) 20 7638 0129.

* If the person disclosing the information is an individual, the telephone number does not need to be provided, provided that the contact information has been provided to the Panel Market Surveillance Department.

The code can be viewed on the Panel website at www.thetakeoverpanel.org.uk.

Category code: RET

Sequence number: 757266

Time of receipt (offset from UTC): 20220216T162740 + 0000

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